Services/Products

Broker Workflow Broker Process is a comprehensive business tool that gives the financial professional the ability to automate manage, and coordinate the process of setting up a company retirement "plan" using process automation, process integration, and process collaboration. The automated process fits any sized business process, regardless of the plan's complexity. The process work within the financial professional's enterprise, while also collaborating with the many interfaces outside the professional's enterprise.The purpose of the automated workflow is to provide "plan" information, speed decisions, increase productivity, reduce errors, and maximize efficiency without compromising flexibility.

The intent of Broker Process is to develop workflow processes that are fully functional, scalable, and resilient. Broker Process connects companies at the fundamental process level. Broker Process workflow solutions provide a consistent, automated, easily tracked, and manageable way for processes to flow within the specific plan implementation. During the workflow execution, decision makers and other participants who need to be involved are automatically alerted using different routing methods. They are then delivered the appropriate information, able to monitor the workflow status and maintain workflow tracking/history, all within a secure environment and all on the Internet. The forms processing is entirely electronic, thereby eliminating the cost and time associated with the plan.

The current manual legacy processes of the financial professional offer a stove-pipe, manual, random solution to the process. Broker Process is a comprehensive business tool that streamlines and automates a financial professional's mission-critical business processes. Broker Process provides the financial professional the knowledge and tools to continually improve the broker's business processes while improving the broker’s bottom line.

The following diagram represents an example of Broker Process as applied to a broker's business process of implementing a company retirement plan. The actual process flow, benefits, features are represented.